Articles: 11-20 of 1442
Acting SEC Chair Uyeda presents blueprint for SEC rulemaking processes
USA - March 18 2025 Yesterday, Acting SEC Chair Mark Uyeda delivered remarks to the Investment Company Institute’s 2025 Investment Management Conference. While much of…
SEC approves Nasdaq proposal to modify initial listing requirements related to liquidity
USA - March 17 2025 In December of last year, Nasdaq proposed a rule change to modify the initial listing requirements related to liquidity. More specifically, Nasdaq…
Government shutdown maybe?
USA - March 14 2025 Based on the news reports from this morning, it seems unlikely that the threatened government shutdown will come to pass. Nevertheless, although the…
Corp Fin issues new and revised Securities Act CDIs—primarily Reg A and Reg D
USA - March 13 2025 Corp Fin has just issued a slew of new and revised CDIs regarding the Securities Act and related rule and forms—primarily Reg A and Reg D. Some are…
Impacts for US Companies of the Proposed EU Omnibus Package
European Union, USA - March 12 2025 Here’s a recent Cooley Alert that some companies may be delighted—or at least relieved—to read: Impacts for US Companies of the Proposed EU Omnibus…
Shadow SEC argues for retention of SEC independence
USA - March 11 2025 At the end of last year, in this post on the CLS Blue Sky Blog, two leading authorities on securities law, Professors John C. Coffee, Jr. And Joel…
SEC’s Investor Advisory Committee recommends SEC action on §11 liability after Slack. How likely is it?
USA - March 10 2025 In a meeting last year of the SEC’s Investor Advisory Committee, the Committee heard from a panel regarding the continued viability—or rather, lack…
EDGAR Next begins March 24
USA - March 7 2025 In this new press release, Filer Transition to New and Improved EDGAR Begins March 24, the SEC provides references and links to “extensive guidance…
New CDIs related to M&A
USA - March 7 2025 Corp Fin has just posted some new CDIs related to M&A transactions, more specifically, a revised CDI related to Form S-4 and lock-up agreements and a…
Are meme coins securities? Corp Fin says no
USA - March 5 2025 Last week, Corp Fin issued a new statement providing its views on whether “meme coins” were securities or, if offered and sold, involved securities…
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