Articles

Results 1 to 5 of 10
Most popular |Most recent


SEC Brings Rare Charges in Alleged Regulation Fair Disclosure Violation

USA - March 12 2021 The SEC recently brought charges against AT&T and three mid-level executives for selectively providing information to Wall Street analysts in alleged…

Andrew D. Goldstein, Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Patrick Gibbs, Randall Lee, Walker Newell.

SPAC Enforcement Risks Increase with Enhanced SEC Scrutiny

USA - March 12 2021 What happened In a recent client alert, we discussed the dramatic rise in offerings of special purpose acquisition companies (SPACs) and some of the…

Andrew D. Goldstein, Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Patrick Gibbs, Randall Lee, Walker Newell.

SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

USA - March 1 2021 Special purpose acquisition companies (SPACs) are on the rise. A SPAC is a publicly traded shell company with no underlying operating business that…

Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Randall Lee, Walker Newell.

SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

USA - January 22 2021 Special purpose acquisition companies (SPACs) are on the rise. A SPAC is a publicly traded shell company with no underlying operating business that…

Elizabeth Skey, Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Randall Lee, Walker Newell.

New SEC Leadership to Focus on Enforcement

USA - January 22 2021 President Joe Biden announced that he would nominate Gary Gensler to serve as the next chairman of the US Securities and Exchange Commission. Gensler…

Jessica Valenzuela Santamaria, John H. Hemann, Koji Fukumura, Luke Cadigan, Randall Lee, Walker Newell.