Articles

Results 1 to 5 of 21


Companies Respond to SEC’s Proposed Cybersecurity Disclosure Framework

USA - June 22 2022 As we reported in our March 2022 client alert, the Securities and Exchange Commission released proposed cybersecurity reporting rules and solicited…

Adam Connolly, Michae Egan, Asher Herzog, Jason Kent, Richard Koch, Travis LeBlanc, Randall Lee, David Navetta, Sraavya Poonuganti, Randy Sabett, Lei Shen, Courtney T. Thorne

SEC’s Proposed Rules Highlight Continued Focus on Cybersecurity

USA - March 15 2022 On March 9, 2022, the Securities and Exchange Commission (“SEC”) proposed new rules which, if adopted, would require public companies to promptly…

Randall Lee, Walker Newell

Whistleblower Complaints and Rewards Explode Worldwide

United Kingdom, USA - November 17 2021 What you need to know Since the onset of the COVID-19 pandemic, the number of whistleblower complaints received by regulators has exploded on both…

Benjamin Sharrock, Shamis Beckley, Russell Capone, Alexandra Eber, Tom Epps, Andrew D. Goldstein, Daniel Grooms, Randall Lee

Cybersecurity: SEC Enforcement, Disclosure Controls and Risk Factor Disclosure

USA - October 21 2021 With the new leadership at the Securities and Exchange Commission, industry commentators expect the Division of Enforcement to be more aggressive in…

Asher Herzog, Randall Lee, Randy Sabett

SEC Enforcement Director Sets Aggressive Tone

USA - October 14 2021 Gurbir Grewal, the recently-appointed Director of the Securities and Exchange Commission’s Division of Enforcement, comes from a law enforcement…

Patrick Gibbs, Julianne Landsvik, Randall Lee, Walker Newell