How-to guide: Understanding the rules of communications with clients, including financial promotions (UK)

Updated as of: 23 September 2024
This guide will assist in-house counsel, private practice lawyers, and risk and compliance teams understand the Financial Conduct Authority’s (FCA) rules detailed in chapter 4 of the FCA’s Conduct of Business sourcebook (COBS 4).  These cover client communications, including financial promotions made by authorised firms to clients.