Financial Markets Awareness: Practical Legal Insight
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Articles: 1-10 of 220
European Union, United Kingdom - February 4 2021 The SFDR is part of the European Commission’s package of reforms to implement its sustainable finance strategy. The strategy focuses on…
United Kingdom - February 4 2021 Last month, the FCA launched its Defined Benefit Advice Assessment Tool (“DBAAT“) as part of its strategy to reduce harm to consumers and improve the…
United Kingdom - January 28 2021 The Financial Conduct Authority (the “FCA”) has published a ‘Dear CEO’ letter to insurers following the recent decision made in the Supreme Court test…
United Kingdom - January 19 2021 The Financial Conduct Authority’s (“FCA“) test case on non-physical damage business interruption (“BI”) insurance has been the focal point for…
USA - December 17 2020 The Financial Reporting Council (FRC) has just published the outcome of new research into the approach that Audit Committee Chairs (ACCs) take to…
United Kingdom - December 15 2020 At the end of last week, the FCA announced that it had commenced a consultation exercise on a piece of draft guidance it has prepared to assist…
United Kingdom - December 7 2020 The Director of Strategy at the Financial Conduct Authority (FCA), Richard Monks, recently spoke on the increasing appetite for Environmental Social…
United Kingdom - November 27 2020 Last week, the Financial Conduct Authority (FCA) and the Financial Ombudsman Service (FOS) released correspondence in which the FCA sought reassurance…
United Kingdom - November 23 2020 The FCA has just updated on the work that it had stopped or postponed in order to allow it to focus on the more urgent work that has been required of…
United Kingdom - November 19 2020 In the recent decision of Baines v Dixon Coles and Gill (A Firm) and others [2020] EWHC 2809, the High Court held that claims against a firm of…