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Self-reporting: what are the considerations

United Kingdom - November 16 2022 Directors are fiduciaries of their companies and are legally required to put the interests of the company’s stakeholders first, including decisions…

Nichola Peters, Polly Sprenger, Harriet Territt

The Economic Crime (Transparency and Enforcement) Act 2022 - What You Need To Know

United Kingdom - March 24 2022 The Economic Crime (Transparency and Enforcement) Act 2022 (the Act) received Royal Assent on 15 March 2022, just over two weeks after it was…

Matt Butter, Sarah Morrissey, Nichola Peters, Amy Russell, Rebecca Sambrook

Is it possible to mitigate AML enforcement risks effectively?

European Union, United Kingdom - November 2 2021 In the UK, the FCA has repeatedly messaged concerns about the effectiveness of some firms' systems and controls, particularly against money…

David Pygott

On-Demand Webinar: Whistleblowing Investigations: Practical Strategy

United Kingdom - September 14 2021 This webinar considers the legal, practical and strategic considerations when running whistleblowing investigations, including culture and inclusion…

Al Mangan, Sarah Thomas, Richard Yeomans

AML controls in retail banks: a month to go to mitigate risk

European Union, United Kingdom - August 16 2021 The FCA's recent 'Dear CEO' letter regarding anti-money laundering systems and controls presents clear enforcement and litigation risks for retail…

David Pygott, Jonathan Steward, Sarah Thomas