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Charles J. Weinstein Mayer Brown LLP

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On the Radar for 2017 Exams of US-Regulated Investment Advisers and Broker-Dealers

USA - February 13 2017 Although the examination and enforcement priorities of the US Securities and Exchange Commission (“SEC”) may be in flux given imminent...

Peter M. McCamman, Stephanie M. Monaco, Jerome J. Roche, Andrew D. Getsinger, Leslie S. Cruz, Amy Ward Pershkow, Adam D. Kanter.


“Know Before You Owe” Is Still a Work in Progress: CFPB Proposes TRID Changes and Clarifications

USA - August 18 2016 With only a few days to spare to meet its July 2016 target release date, the Consumern Financial Protection Bureau (“CFPB” or the “Bureau”) issued a...

Phillip L. Schulman, Holly Spencer Bunting, Jeremy M. McLaughlin.


Who Knew? The SEC as the Hidden Regulator of Ginnie Mae Issuers

USA - June 23 2016 The United States Securities and Exchange Commission’s (“SEC”) Division of Enforcement continues to target issuers of Ginnie Mae mortgage-backed...

Laurence E. Platt, Richard M. Rosenfeld, Matthew Rossi.


Guidance by Snapchat? CFPB Issues TRID Forms with Mapping Citations

USA - May 13 2016 On May 12, 2016, the Consumer Financial Protection Bureau (“CFPB”) published annotated model forms (“TILA Mapping Forms”) for the Loan Estimate and...

David A. Tallman, Kristie D. Kully.