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Financial Market Infrastructures - a new era of responsibility for individuals

United Kingdom - June 20 2022 HMT has announced that it intends to proceed with its new Senior Managers & Certification Regime (SM&CR) for financial Market Infrastructures (FMIs)…

Susann Altkemper, Sam Robinson, Ash Saluja

New SMCR for FMIs proposed by HM Treasury

United Kingdom - July 26 2021 HM Treasury is proposing to introduce a Senior Managers and Certification Regime ("SM&CR") for financial Market Infrastructures ("FMIs") to encourage…

Susann Altkemper, Anna Burdzy, Sam Robinson, Ash Saluja

Watch On-Demand - Managing Investigations Video Series: The Regulated Financial Services Sector

United Kingdom - May 20 2021 This video explores some of the key considerations for internal investigations in The Regulated Financial Services Sector. Drawing on their extensive…

Elisabeth Bremner, Steven Cochrane

Government acts to bring Buy-Now-Pay-Later products within the regulatory framework

United Kingdom - March 19 2021 Following the Woolard Review ("the Review") earlier this year, HM Treasury announced plans to bring Buy-now-pay-later ("BNPL") credit agreements into…

James Dickie, Bill McCaffrey, Jonathan Monks

Watch On-Demand - Managing Investigations Video Series: Reporting to Regulators and Authorities

United Kingdom - March 17 2021 Discussing Reporting to Regulators and Authorities, the latest video provides cross-sector guidance on the key considerations when dealing with the…

Rachel Cooper, Russell Hoare, Shuna Mason, Omar Qureshi, Lukas Rootman