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SEC Proposes Temporary Rules to Facilitate Participation by Certain “Platform Workers” in Compensatory Offerings Under Rule 701 and Form S-8

USA - November 24 2020 I was not going to post another blog before Thanksgiving, but today the SEC voted 3-2 to propose rules that, on a temporary basis and subject to...

Likely Priorities of the SEC in 2021

USA - November 23 2020 On November 19, the SEC adopted amendments to “Modernize and Enhance Management’s Discussion and Analysis and other Financial Disclosures.” Nothing...

Boards and Executives May Need to Review Their Indemnification Provisions

USA - November 19 2020 Under the heading of “Executive Compensation,” this blog considers all matters relevant to executives, executives’ employment, and their employment...

FAQs on Human Capital Management Disclosure

USA - November 16 2020 I have blogged before on the explosion of HCM onto the scene. With the SEC reporting season approaching rapidly and in light of the new SECs...

ISS Policy Updates for 2021

USA - November 13 2020 As it does every year around this time of year, yesterday ISS posted its Policy Updates for 2021. And as we do every year, we highlight the changes...