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Global Privacy & Cybersecurity Update Vol. 15
  • Jones Day
  • European Union, Global, USA
  • September 13 2017

On June 19, the Federal Trade Commission ("FTC") submitted comments to a working group organized by the Department of Commerce's National


Third Party Risk in a Global Environment: Key Survey Findings
  • NAVEX Global US
  • Global, USA
  • August 15 2017

Most organizations engage with hundreds, if not often thousands, of third party vendors, suppliers, agents and business partners, creating a daunting


Governance & Securities Law Focus: Latin America Edition, August 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • August 9 2017

On June 29, 2017, the US Securities and Exchange Commission's ("SEC") Division of Corporation Finance announced that, beginning on July 10, 2017, it


Summary of U.S. Department of Justice’s Guidance, “Evaluation of Corporate Compliance Programs”
  • Squire Patton Boggs
  • USA
  • August 8 2017

The Criminal Division’s Fraud Section of the U.S. Department of Justice (the “DOJ”) has released guidance on how the DOJ will determine


Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and


SEC Chief Accountant Offers Guidance to Audit Committees
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • July 18 2017

SEC Chief Accountant Wesley Bricker recently delivered another speech in which he discussed current issues in financial reporting and highlighted the


Financial Services Update, Vol. 12, Issue 25
  • Winston & Strawn LLP
  • USA
  • June 26 2017

Last Thursday, federal bank regulators testifying at a hearing conducted by the U. S. Senate Banking Committee expressed recognition of the need to


Lending Club Decision Provides Guidance For Bringing Section 11 Claims Based on Weaknesses in Internal Controls
  • Mintz Levin
  • USA
  • June 22 2017

We have been following defendants’ motions to dismiss in the In re Lending Club Securities Litigation class action, No 3:16-cv-02627-WHA, in the


10 Essential Steps to Effective Third-Party Risk Management
  • NAVEX Global US
  • USA
  • June 15 2017

Everyone knows that change is difficult, but deciding how and when to instigate change can be the toughest part of the process. Many clients have


Recent Court Decision Illustrates the Value of a 10b5-1 Plan
  • Winston & Strawn LLP
  • USA
  • June 7 2017

Lyle Roberts makes an interesting point in his 10b-5 Daily Blog in a post titled The Outset of the Fraud, which summarizes a recent federal court