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Results: 1-10 of 3,228

The guide to social media and the securities laws
  • Morrison & Foerster LLP
  • USA
  • August 15 2017

The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time


Governance & Securities Law Focus: Latin America Edition, August 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • August 9 2017

On June 29, 2017, the US Securities and Exchange Commission's ("SEC") Division of Corporation Finance announced that, beginning on July 10, 2017, it


Securities and Exchange Commission Addresses Virtual Currencies and Blockchain Technology
  • Montgomery McCracken Walker & Rhoads LLP
  • USA
  • August 3 2017

On July 25, 2017, the SEC issued a Report of Investigation under Section 21(a) of the Securities Exchange Act of 1934 (Exchange Act) describing an


Is the Party Over? SEC Concludes Cryptocurrency Offering Required Registration
  • Manatt Phelps & Phillips LLP
  • USA
  • July 28 2017

On July 25, 2017, the Securities and Exchange Commission (the Commission) released an investigative report with important implications for issuers and


Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and


FINRA Permits Related Performance Information in Institutional Communications for Registered Closed-End Funds
  • Morrison & Foerster LLP
  • USA
  • June 21 2017

In an interpretive guidance letter issued to a registered closed-end fund on June 9, 2017, FINRA permitted the use of “related performance


Shareholder Activism - are resource companies fair game?
  • Gilbert + Tobin
  • Australia, USA
  • June 15 2017

We may look back on Monday, 10 April 2017, as the day shareholder activism “US style” finally arrived on our shores. On that day BHP Billiton, one of


Governance & Securities Law Focus: Latin America Edition, May 2017
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • May 31 2017

On March 1, 2017, the US Securities and Exchange Commission ("SEC") announced that foreign private issuers ("FPIs") that prepare financial statements


M&A Hot Topics - Quarterly Update (May 15, 2017)
  • Sullivan & Cromwell LLP
  • USA
  • May 15 2017

SEC Announces Enforcement Actions for Inadequate Disclosures: On February 14, 2017, CVR consented to the entry of a Cease-and-Desist Order, which


M&A documentation in the United States
  • Dechert LLP
  • Global, USA
  • April 28 2017

A structured guide to M&A documentation in the United States