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Results: 1-10 of 277

Life under dual-regulation: how banks should adapt to the PRA
  • Dentons
  • United Kingdom
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013


UK financial sanctions: the regime and the regulator
  • Dentons
  • United Kingdom
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda


Unfair contract terms: "read and understood" declarations
  • Dentons
  • United Kingdom
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair


FSA makes new rules
  • Dentons
  • United Kingdom
  • May 6 2011

At FSA's April Board meeting, it made the Supervision Manual (Core Information)(Amendment) Instrument 2011


FSA releases new forms
  • Dentons
  • United Kingdom
  • April 28 2011

FSA has published new forms relating to controlled functions applications, which take effect from 1 May


FSA speaks on intelligence
  • Dentons
  • United Kingdom
  • July 1 2011

Bob Ferguson has spoken on how FSA gathers, analyses and uses intelligence


AIC responds on product intervention
  • Dentons
  • United Kingdom
  • May 20 2011

AIC has published its response to the FSA Discussion Paper on product intervention


Joint committee launches call for evidence on Financial Services Bill
  • Dentons
  • United Kingdom
  • July 29 2011

The Joint Committee of the House of Lords and Commons appointed to conduct pre-legislative scrutiny of the draft Financial Services Bill (FSB) has launched a call for evidence


FSA speaks on suitability
  • Dentons
  • United Kingdom
  • May 27 2011

Nausicaa Delfas spoke on assessing suitability


FSA publishes Retail Conduct Risk Outlook
  • Dentons
  • United Kingdom
  • February 16 2012

This year’s Retail Conduct Risk Outlook (RCRO) highlights the risks of consumers buying and being sold unsuitable products