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Nadex’s Trade Practice Surveillance Program Criticized in CFTC Rule Review
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 6 2017

The Division of Market Oversight of the Commodity Futures Trading Commission identified various weaknesses in the trade surveillance program of the


Doing business in Canada - October 2016
  • Aird & Berlis LLP | Aird & McBurney LP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to


Global Government Solutions 2016: Mid-Year Outlook
  • K&L Gates
  • Australia, Canada, European Union, Germany, Global, United Kingdom, USA
  • July 1 2016

As we issue this 2016 Mid-Year Outlook, the global community has begun to wrestle in earnest with the momentous political, economic, and doing


Canadian Regulators Finalize Mandatory OTC Derivatives Clearing Rules
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

On January 19, 2017, the Canadian Securities Administrators (CSA) published National Instrument 94-101 - Mandatory Central Counterparty Clearing of


Recent updates related to derivatives
  • Gowling WLG
  • Canada, USA
  • January 19 2011

The recent passage of the Dodd-Frank Wall Street Reform Act and Consumer Protection Act (the "Dodd-Frank Act") in the United States of America, as well as the proposed regulation of derivatives contained within the Canadian Securities Act (the "Securities Act") which is currently before the Supreme Court of Canada, promises to change the face of derivatives transactions as we currently know them


The financial report October 2, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of


The financial report December 11, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd


The financial report March 20, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries


U.S. Volcker Rule passed by regulators
  • Stikeman Elliott LLP
  • Canada, USA
  • December 11 2013

Yesterday, the U.S. SEC, CFTC, FDIC, Federal Reserve, and Office of the Comptroller of the Currency approved the final rules implementing the


The financial report January 23, 2014 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • January 23 2014

Five US financial regulators (the Federal Reserve Board, FDIC, OCC, CFTC and SEC) published an interim final rule that will allow banks to retain