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2017 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • Canada, European Union, Hong Kong, Ireland, United Kingdom, USA
  • September 20 2017

Welcome to BakerHostetler’s semi-annual Cross-Border Government Investigations and Regulatory Enforcement Review, with this edition delivering news


CSA Provide Guidance on Regulatory Approach to Cryptocurrency Offerings
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • September 18 2017

The rise in popularity of cryptocurrencies and the spread of cryptocurrency offerings have attracted increased attention from securities regulators


The Financial Report, Vol. 6, No. 17
  • DLA Piper LLP
  • Australia, Canada, USA
  • September 15 2017

Earlier this week, an article appearing in The Wall Street Journal stated that state legislatures are moving to bolster investor protections due to


Blockchain and Cryptocurrency: The Emerging Regulatory Framework
  • Steptoe & Johnson LLP
  • Canada, Hong Kong, USA
  • September 13 2017

This summer, US and international regulators have brought enforcement actions, issued guidance and explanatory documents, and sharpened


No Summer Vacation for Distributed Ledger Technology
  • Reed Smith LLP
  • Australia, Canada, USA
  • September 7 2017

As regulators across the globe turn their attention to distributed ledger technology (DLT), developments in this space have been in the


Nadex’s Trade Practice Surveillance Program Criticized in CFTC Rule Review
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 6 2017

The Division of Market Oversight of the Commodity Futures Trading Commission identified various weaknesses in the trade surveillance program of the


The Financial Report, 25 May 2017, News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • May 25 2017

Reuters reported that the CFPB and the SEC would face structural changes under the President's fiscal 2018 budget proposal


Protection des clients à l’égard des dérivés de gré à gré compensés : publication du règlement définitif des ACVM
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 22 2017

Les Autorités canadiennes en valeurs mobilières (les ACVM ) ont récemment publié le Règlement 94102 sur la compensation des dérivés et la


Canadian Regulators Finalize Customer Protection Rules for Cleared OTC Derivatives
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • March 3 2017

The Canadian Securities Administrators (CSA) recently published National Instrument 94-102


All bets are off: Quebec AMF moves to ban short-term binary options
  • Stikeman Elliott LLP
  • Canada, USA
  • March 1 2017

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the