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2017 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • Canada, European Union, Hong Kong, Ireland, United Kingdom, USA
  • September 20 2017

Welcome to BakerHostetler’s semi-annual Cross-Border Government Investigations and Regulatory Enforcement Review, with this edition delivering news


CSA Provide Guidance on Regulatory Approach to Cryptocurrency Offerings
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • September 18 2017

The rise in popularity of cryptocurrencies and the spread of cryptocurrency offerings have attracted increased attention from securities regulators


The Financial Report, Vol. 6, No. 17
  • DLA Piper LLP
  • Australia, Canada, USA
  • September 15 2017

Earlier this week, an article appearing in The Wall Street Journal stated that state legislatures are moving to bolster investor protections due to


Blockchain and Cryptocurrency: The Emerging Regulatory Framework
  • Steptoe & Johnson LLP
  • Canada, Hong Kong, USA
  • September 13 2017

This summer, US and international regulators have brought enforcement actions, issued guidance and explanatory documents, and sharpened


No Summer Vacation for Distributed Ledger Technology
  • Reed Smith LLP
  • Australia, Canada, USA
  • September 7 2017

As regulators across the globe turn their attention to distributed ledger technology (DLT), developments in this space have been in the


Rappel concernant les obligations canadiennes de déclaration des sûretés de client
  • Stikeman Elliott LLP
  • Canada
  • August 29 2017

Le régime de conformité de substitution ne s’applique pas aux intermédiaires compensateurs et aux chambres de compensation des États-Unis et de


Nadex’s Trade Practice Surveillance Program Criticized in CFTC Rule Review
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 6 2017

The Division of Market Oversight of the Commodity Futures Trading Commission identified various weaknesses in the trade surveillance program of the


CSA Withdraw Best Execution Disclosure Proposal
  • Stikeman Elliott LLP
  • Canada
  • July 7 2017

The CSA is withdrawing the best execution disclosure rules proposed in May 2014 in light of amendments to IIROC’s best execution rules which were


The Financial Report, 22 June 2017, News from the Americas
  • DLA Piper LLP
  • Canada
  • June 22 2017

Accenture and Microsoft band together to build digital ID network using Blockchain technology. Reuters reported that Accenture Plc and Microsoft Corp


CSA Proposals Aim to Simplify Reports of Exempt Distribution
  • McCarthy Tétrault LLP
  • Canada
  • June 12 2017

On June 8, 2017, the Canadian Securities Administrators (“CSA”) published for a 90-day comment period (ending on September 6, 2017), proposed