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The Financial Report, 27 July 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Asia-Pacific, Australia, Hong Kong, Singapore
  • July 27 2017

SFC concludes consultation and further consults on changes to financial resources rules. The SFC announced that it has published


Class closure: facilitating the "desirable end of settlement"
  • Clayton Utz
  • Australia
  • July 20 2017

The latest decision in the Melbourne City Investments Pty Ltd Treasury Wine Estates saga explores when it is appropriate for a Court to make "class


Big data and international cooperation - potential impacts for insider dealing actions
  • King & Wood Mallesons
  • Australia, Hong Kong, USA
  • July 19 2017

Charges for insider dealing are ripe for news headlines - often involving covert arrangements between individuals and driven by greed and exploitation


Paving the Way for RegTech: Australian and Canadian Developments
  • McCarthy Tétrault LLP
  • Australia, Canada
  • July 17 2017

Recently, the Australian Securities and Investments Commission (ASIC), which regulates financial services and markets in Australia, provided


The Financial Report, 13 July 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Asia-Pacific, Australia, Hong Kong, Japan, Singapore
  • July 13 2017

Procedures concerning Foreign Account Management Institutions. The FSA published application and notification method and sample forms concerning


ASIC expands reach with cooperation agreements across Asia
  • Gilbert + Tobin
  • Australia, Hong Kong, Japan, Malaysia
  • July 12 2017

Over the last month, ASIC has signed fintech cooperation agreements with the Hong Kong Securities and Futures Commission (SFC), the Japan Financial


Financial Product Design and Distribution Obligations
  • K&L Gates
  • Australia
  • June 29 2017

Late last year the Australian Government released a paper outlining a proposal to implement a range of design and distribution obligations on the


ASIC reports on conduct in funds management and makes recommendations for improved compliance
  • Gilbert + Tobin
  • Australia
  • June 27 2017

ASIC has released REP 528 Responsible entities’ compliance with obligations: Findings from 2016 surveillance program which details its findings from


The Financial Report, 22 June 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Asia-Pacific, Australia, Hong Kong, Japan, Singapore
  • June 22 2017

Recommendation by the Advisory Group on Supervisory Approaches. The FSA announced its provisional translation of the Advisory Group on


The Financial Report, 8 June 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Singapore, Australia, Hong Kong
  • June 8 2017

The SFC announced that it has published the latest issue of its Enforcement Reporter in which it reminds senior management of listed