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Results: 1-10 of 4,414

Requisitioned meeting breaks deadlock
  • Dentons
  • Canada
  • August 14 2017

A deadlocked board of directors, talk of a “public flogging”, and a court reluctant to intervene. The case of Goldstein v. McGrath is a colourful


Securities regulators provide enhanced guidance on material conflict of interest transactions
  • Dentons
  • Canada
  • August 14 2017

On July 27, 2017, staff of securities regulatory authorities in each of Ontario, Québec, Alberta, Manitoba, and New Brunswick (together, Staff


Why the CFTC's new use of NPAs is significant
  • Dentons
  • USA
  • August 8 2017

The US Commodity Futures Trading Commission recently announced its first-ever use of nonprosecution agreements. The agreements were reached in a


What does the FCA's Annual Report 201617 tell us about enforcement priorities?
  • Dentons
  • United Kingdom
  • August 1 2017

The FCA has been quick to say that it is not going soft, in its Annual Report and Accounts for 201617. It is easy to see why it feels the need to


How much latitude will the court give a non-defaulting party under the GMRA and GMSLA?
  • Dentons
  • United Kingdom
  • July 26 2017

A recent case considers service of default notices (the Notices) and valuation of trades under a Global Master Repurchase Agreement (GMRA) and a


How to spot PEPs and what to do with them - the FCA's Finalised Guidance 175
  • Dentons
  • United Kingdom
  • July 24 2017

The guidance issued by the FCA in FG 175 (the Guidance) is likely to make a significant difference to the way in which firms identify and manage


New EU Prospectus Regulation published
  • Dentons
  • European Union, United Kingdom
  • July 20 2017

The EU Prospectus Regulation (the Regulation), which will replace the current Prospectus Directive, has been officially published. A couple of the


Show-Me State Gets Ready for Regulation Review and Rewrite
  • Dentons
  • USA
  • July 19 2017

The Missouri Department of Insurance, Financial Institutions and Professional Registration ("DIFP") has announced a comprehensive review of its rules


The new EU Prospectus Regulation: immediate benefits for equity issuers
  • Dentons
  • European Union, United Kingdom
  • July 17 2017

The new EU Prospectus Regulation 20171129 (the Regulation) comes into force on 20 July 2017. The Regulation repeals and replaces the Prospectus


In the eye of the beholder? The concept of value for money, and the FCA's governance proposals for asset managers
  • Dentons
  • United Kingdom
  • July 13 2017

The publication of the Financial Conduct Authority's Consultation Paper CP1718 (the CP) and Asset Management Market Study mark a further milestone in