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Results: 1-10 of 352

ESMA publishes its sector specific opinions (SSOs) complementing the existing "supervisory principles on relocations" (SPoRs)
  • Baker McKenzie
  • European Union, United Kingdom
  • August 9 2017

On May 31, 2017, the European Securities and Markets Authority (ESMA), which is an EU-wide European Supervisory Authority (ESA), released a legal


Extending the Senior Managers Regime - 10 key actions arising from the FCA's consultation
  • Baker McKenzie
  • United Kingdom
  • August 4 2017

The FCA has published its first consultation paper on extending the Senior Managers & Certification Regime ("SM&CR") to all firms


FCA Annual Report: A Renewed Focus on Market Abuse
  • Baker McKenzie
  • United Kingdom
  • July 28 2017

Last week saw the Financial Conduct Authority's (FCA) annual public meeting and this follows the recent publication by the UK's principal financial


Are All Animals Equal?
  • Baker McKenzie
  • Belgium, Netherlands
  • July 18 2017

“All animals are equal, but some are more equal than others”. This is probably the most famous sentence from George Orwell’s Animal Farm. Sixty-two


The Financial Choice Act
  • Baker McKenzie
  • USA
  • June 27 2017

The House of Representatives recently passed H.R. 10, the Financial CHOICE Act (the Choice Act), in an effort to repeal andor replace critical


Extending the Senior Managers Regime - A New Individual Accountability Regime for all FSMA Authorised Persons
  • Baker McKenzie
  • United Kingdom
  • June 26 2017

7 March 2017 marked the first anniversary of the initial roll out of the Senior Managers Regime (SMR) to those holding senior management functions in


The EBA's draft Recommendations for Cloud Outsourcing
  • Baker McKenzie
  • European Union, United Kingdom
  • June 14 2017

The European Banking Authority (EBA) published a Consultation Paper on 17 May 2017 setting out draft Recommendations on outsourcing by financial


Masala Bonds: RBI Revises Norms on Minimum Maturity, All-in Cost and Permitted Investors
  • Baker McKenzie
  • Singapore
  • June 9 2017

The Reserve Bank of India (the “RBI”) established the framework for borrowing by Indian companies through the issuance of Indian Rupee ("INR"


Extending the Senior Managers Regime A New Individual Accountability Regime for all FSMA Authorised Persons
  • Baker McKenzie
  • United Kingdom
  • June 7 2017

7 March 2017 marked the first anniversary of the initial roll out of the Senior Managers Regime (SMR) to those holding senior management functions in


2017-18 Australian Federal Budget: FinTech and Innovation
  • Baker McKenzie
  • Australia
  • May 15 2017

In the past year Australia has seen significant progress in FinTech and innovation, including legislating a crowd-sourced equity funding framework for