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Results: 1-10 of 461

Rate increases for issuers registering securities
  • Porter Wright Morris & Arthur LLP
  • USA
  • September 7 2017

New rates will take effect at the beginning of the next fiscal year, Oct. 1, 2017, for public companies and other issuers to register their securities


Reminder: SEC exhibit hyperlink and format rules become effective Sept. 1, 2017
  • Porter Wright Morris & Arthur LLP
  • USA
  • August 23 2017

Effective for filings on and after Sept. 1, 2017, registrants will be required to include a hyperlink to each exhibit identified in the exhibit index


Learning from Yahoo!’s missteps: Meeting SEC disclosure obligations after a cyber-attack
  • Porter Wright Morris & Arthur LLP
  • USA
  • August 4 2017

In July 2016, Verizon announced it would buy Yahoo! For an unprecedented $4.83 billion. Several months later, Yahoo! Disclosed two massive data


New CFPB Rule Limiting Arbitration Clauses Faces Possible Congressional Veto
  • Porter Wright Morris & Arthur LLP
  • USA
  • July 18 2017

The enforceability of arbitration clauses in financial contracts took a hit from the Consumer Financial Protection Bureau (the “CFPB”) this week, but


SEC enforces rules regarding use of non-GAAP measures and undisclosed perks
  • Porter Wright Morris & Arthur LLP
  • USA
  • January 23 2017

Last week, the Securities and Exchange Commission (SEC) made good on its promises to enforce violations of its non-GAAP financial measure disclosure


SEC enforces rules regarding use of non-GAAP measures and undisclosed perks
  • Porter Wright Morris & Arthur LLP
  • USA
  • January 23 2017

Last week, the Securities and Exchange Commission (SEC) made good on its promises to enforce violations of its non-GAAP financial measure disclosure


Supreme Court affirms family insider trading conviction
  • Porter Wright Morris & Arthur LLP
  • USA
  • December 9 2016

On Tuesday, The United States Supreme Court unanimously affirmed an insider trading conviction by finding that inside information exchanged between


SEC forces Mickelson to return $1 million from insider trading
  • Porter Wright Morris & Arthur LLP
  • USA
  • May 20 2016

PGA golfer Phil Mickelson agreed to forfeit almost $1 million that the Securities and Exchange Commission (SEC) said was obtained through insider


Supreme Court to review insider trading case
  • Porter Wright Morris & Arthur LLP
  • USA
  • January 22 2016

The Supreme Court has agreed to consider something that lies at the center of nearly every insider trading case: what prosecutors need to prove to


Recent litigation illustrates the importance of keeping accurate stock records
  • Porter Wright Morris & Arthur LLP
  • USA
  • December 22 2015

Earlier this month, The Wall Street Journal published an article on the ongoing litigation in the wake of the 2014 sale of Tibco Software Inc. to