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Results: 1-10 of 61

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


TI publishes guide on transaction due diligence
  • Dentons
  • Global
  • June 22 2012

TI has published a guide on anti-bribery due diligence in mergers, acquisitions and investments


ISSA publishes background to compliance principles
  • Dentons
  • Global
  • October 16 2015

ISSA has published a background and overview document to introduce financial institutions to its Financial Crime Compliance Principles (see FReD 18


FSB reports on progress
  • Dentons
  • Global
  • June 22 2012

FSB has presented its progress report and several detailed reports to the G20 leaders


Financial Regulatory Developments 31 January - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • January 31 2014

IOSCO has announced that the Indonesian Financial Services Authority has become the 100th signatory to the IOSCO Multilateral Memorandum of


Council updates Libya and Syria sanctions
  • Dentons
  • Libya, Syria, European Union, Global
  • September 30 2011

The Council has adopted measures to help the Libyan economy recover, in line with a UN Security Council Resolution


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 13 February - International Capital Market Association (ICMA)
  • Dentons
  • Global
  • February 13 2015

ICMA has produced a new webpage and published "The Pan-European Private Placement Guide". The Guide is intended to provide a non-binding framework of


Financial Regulatory Developments 19 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 19 2015

IOSCO has published a report titled "Credible Deterrence", which identifies key enforcement factors that may deter misconduct in international


G20 publishes leaders' declaration
  • Dentons
  • Global
  • June 22 2012

The G20 leaders met in Mexico and published their declaration following the meeting