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Key Regulatory Topics: Weekly Update - 14 July 2017 - 20 July 2017
  • Allen & Overy LLP
  • European Union, Hong Kong, United Kingdom
  • July 21 2017

On 14 July, the EBA published a report setting out the following final draft technical standards: (i) Final draft RTS on the information applicants


General Counsel Update - June 2017
  • Herbert Smith Freehills LLP
  • Australia, European Union, Global, Hong Kong, United Kingdom
  • June 29 2017

Formal Brexit negotiations started on 19 June 2017. Whereas the EU indicated that it is ready and keen to go, the UK election has thrown a spanner in


Financial litigation roundup - Winter 20162017
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • March 6 2017

This appeal to the Supreme Court was brought by BNY Mellon in its capacity as the trustee under certain Enhanced Capital Notes (ECN) issued by Lloyds


MMT's First Ruling on Hong Kong's Inside Information Disclosure Regime - A New Frontier?
  • Mayer Brown JSM
  • Hong Kong
  • January 20 2017

In November 2016, the Market Misconduct Tribunal (MMT) found that AcrossAsia Limited (AAL), its former chairman, Mr. Albert Saychuan Cheok (Cheok


International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017


This week at the UK regulators - 17 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 17 2016

The main enforcement development last week was the imposition of a fine of £3.2 million and restrictions on taking on new business on a bank for


This week at the UK regulators - 26 September 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, USA
  • September 26 2016

Although no significant enforcement cases were concluded last week, the UK regulators released several consultation papers and statements. The FCA


International Regulatory Update 04 - 08 July 2016
  • Clifford Chance LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • July 12 2016

The work programme of the Slovak Presidency of the EU Council, which began on 1 July 2016, has been published. The programme sets out the


This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


The Financial Report May 5, 2016 - News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • May 5 2016

The Financial Services Agency announced that representatives from Australia, Japan, Korea and New Zealand signed the Asia Region Funds Passport’s