Thompson Hine LLP | USA | 25 Jan 2018
Business Law Update Business Perspectives International Corporate Practice It's Business as Usual By Frank D. Chaiken, Practice Group Leader…
Proskauer Rose LLP | Central & South America, China, Hong Kong, etc. | 17 Nov 2017
The following annual review and outlook (Annual Review) is a summary of some of the significant changes and developments that occurred in the past…
K&L Gates LLP | USA | 26 Oct 2017
Initial Coin Offerings (ICOs) have rapidly emerged as the hottest trend in FinTech financing, albeit one that is not without controversy. Put simply…
Sidley Austin LLP | USA | 17 Jan 2017
As the developments affecting the investment management industry continue to unfold, we have once again prepared our annual compendium of relevant…
Wilmer Cutler Pickering Hale and Dorr LLP | USA | 7 Dec 2016
Individual AML compliance officers appear to be increasingly threatened with liability for failure to detect and prevent wrongdoing at their financial…
BakerHostetler | European Union, United Kingdom, USA | 14 Sep 2016
The U.S. government has continued its aggressive enforcement of U.S. securities laws against individuals and entities located outside the U.S. for…
Sidley Austin LLP | Canada, USA | 23 Aug 2016
As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer…
Mintz | USA | 9 Jun 2016
Ever since the Supreme Court issued its opinion in Morrison v. National Australia Bank, Ltd., 561 U.S. 247 (2010), courts have been making their own…
Venable LLP | USA | 20 May 2016
On Wednesday, May 11, 2016, the U.S. Treasury's (Treasury) Financial Crimes Enforcement Network (FinCEN) published its long-awaited rule requiring…
McGuireWoods LLP | USA | 17 Feb 2015
News leaked late last week that Swiss banking giant UBS is again under DOJ investigation for aiding tax fraud by U.S. clients. In 2009, UBS pled…