We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 402

New York jury acquits former hedge fund manager of insider trading conspiracy
  • Katten Muchin Rosenman LLP
  • USA
  • July 11 2014

In the first case of approximately 81 insider cases that the S.D.N.Y. has successfully brought alleging insider trading, a New York federal jury


Texas District Court addresses misappropriation theory of insider trading
  • Katten Muchin Rosenman LLP
  • USA
  • March 15 2013

The US District Court for the Northern District of Texas recently denied a defendant's motion for summary judgment in a Securities and Exchange


Florida federal court orders $137 million forfeiture for investment fraud and money laundering scheme
  • Katten Muchin Rosenman LLP
  • USA
  • July 19 2013

The US District Court for the Middle District of Florida recently ordered one participant in a sophisticated investment fraud and money laundering


Massachusetts District Court affirms scienter requirement of false statement crime
  • Katten Muchin Rosenman LLP
  • USA
  • May 24 2013

The District Court for the District of Massachusetts recently held that in order to obtain a conviction for making a false statement to a government


Gaming company’s regulatory delays insufficient to give rise to a securities fraud claim
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the Northern District of Illinois dismissed securities fraud claims against WMS Industries (WMS), a gaming and slot machine


Delaware court dismisses securities fraud action against power plant executives
  • Katten Muchin Rosenman LLP
  • USA
  • May 3 2013

The US District Court for the District of Delaware dismissed a class action for securities fraud against former officers and directors of a


2012 trends in securities class action filings
  • Katten Muchin Rosenman LLP
  • USA
  • January 25 2013

On January 23, Cornerstone Research and Stanford Law School's Securities Class Action Clearinghouse released their "2012 Year in Review" report


Sixth Circuit affirms dismissal of shareholder class action due to plaintiff’s failure to plead recklessness
  • Katten Muchin Rosenman LLP
  • USA
  • September 13 2013

The US Court of Appeals for the Sixth Circuit recently affirmed an Ohio district court's decision to dismiss a securities fraud putative class action


Foreign judgment in criminal fraud action enforceable in New York
  • Katten Muchin Rosenman LLP
  • Czech Republic, USA
  • April 11 2014

A New York Appellate Court held for the first time that a judgment issued by a foreign country's criminal court awarding monetary compensation to a


SEC obtains settlement for investment adviser’s real estate investment fraud
  • Katten Muchin Rosenman LLP
  • USA
  • June 20 2014

The Securities and Exchange Commission recently announced a settlement with an investment adviser based on alleged fraud in a real estate investment