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Results: 1-10 of 158

The new accountability regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by


Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 28 January 2010, the FSA published Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review) (CP103


FSA - stress testing main page
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

Stress and scenario testing is an important element in firms' planning and risk management processes, helping them to identify, analyse and manage the risks inherent within their businesses


FSA independent review of financial promotions compliance
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, the FSA published the results of an independent three-year assessment of financial promotions compliance standards


Policy Statement 097: Financial services compensation scheme: review of limits - Feedback on CP0815 and made rules for non-deposit limits
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

In October 2008, the FSA published Consultation Paper 0815: Financial Services Compensation Scheme: Review of limits (CP0815


Handbook Development newsletter (issue 110)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published issue 110 of its Handbook Development newsletter