We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 1,825

Financial industry regulatory update
  • Reed Smith LLP
  • United Kingdom
  • December 10 2014

International regulatory bodies, working alongside their regional and national counterparts, have spent over six years attempting to mend the global


The financial report October 2, 2014 - US exchanges and self-regulatory organizations
  • DLA Piper LLP
  • USA
  • October 7 2014

The Financial Industry Regulatory Authority requested comment on a proposed rule to implement the Comprehensive Automated Risk Data System (CARDS


Financial Regulatory Developments 14 November - Financial Stability Board (FSB)
  • Dentons
  • Global
  • November 14 2014

FSB has updated its lists of global systemically important institutions (G-SIs), in respect of insurers (G-SIIs) and banks (G-SIBs). (Source: FSB


Cross-border recognition of resolution actions
  • Sullivan & Cromwell LLP
  • Global
  • October 2 2014

On September 29, 2014, the Financial Stability Board (the “FSB”) published a consultative document concerning cross-border recognition of resolution


New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data


Unlocking MiFID II: Launching our new MiFID II blog series
  • Berwin Leighton Paisner LLP
  • European Union, United Kingdom
  • May 5 2016

The comprehensive revisions to the Markets in Financial Instruments Directive (MiFID) in response to the financial crisis have had a troubled


International Regulatory Update 21 - 25 November 2016
  • Clifford Chance LLP
  • Global
  • November 29 2016

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Year in review: legislation and guidance for financial institutions in 2014
  • Blake Cassels & Graydon LLP
  • Canada
  • January 20 2015

2014 was a year replete with new legislative and regulatory initiatives impacting federally regulated financial institutions. The key initiatives


Financial Regulatory Developments 13 February - G-20
  • Dentons
  • Global
  • February 13 2015

G-20 has studied a report from the Financial Stability Board (FSB) and is pleased at the progress towards completing the financial reform agenda. It


Treasury's framework to relax and "improve" the Volcker Rule: key recommended changes
  • DLA Piper LLP
  • USA
  • June 13 2017

On Monday, the US Treasury Department issued a fairly detailed report ("A Financial System That Creates Economic Opportunities - Banks and Credit