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Results: 1-10 of 72

NFA Publishes Information For CTAs Using Third-Party Recordkeeping
  • Katten Muchin Rosenman LLP
  • USA
  • July 7 2017

On June 30, the National Futures Association (NFA) published Notice to Members I-17-11, establishing an electronic process for a registered commodity


CFTC Issues Order of Registration Permitting Eurex Zurich AG to Engage in Direct Access Trading From the United States
  • Katten Muchin Rosenman LLP
  • USA
  • June 2 2017

On May 30, the Commodity Futures Trading Commission (CFTC) issued an Order of Registration (Order) permitting Eurex Zurich AG (Eurex Zurich), a


CFTC Issues Guidance on the Calculation of Projected Operating Costs by DCMs and SEFs
  • Katten Muchin Rosenman LLP
  • USA
  • May 5 2017

On April 28, the Commodity Futures Trading Commission issued guidance on the calculation by designated contract markets (DCMs) and swap execution


CFTC Proposes Amendments to Certain Rules Governing CCO Duties and Annual Reports
  • Katten Muchin Rosenman LLP
  • USA
  • May 5 2017

On May 3, the Commodity Futures Trading Commission announced proposed rules amending its regulations regarding certain duties of chief compliance


CFTC Extends Relief to CTAs With Third-Party Recordkeepers
  • Katten Muchin Rosenman LLP
  • USA
  • April 28 2017

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued exemptive relief to commodity trading


NFA Issues Notice Regarding Updated FinCEN AMLCFTC Guidance
  • Katten Muchin Rosenman LLP
  • USA
  • April 14 2017

On April 10, the National Futures Association (NFA) published Notice I-17-09, which notified member futures commission merchants (FCMs) and


CFTC Grants No-Action Relief From CPO Registration for Managers of Endowment Assets
  • Katten Muchin Rosenman LLP
  • USA
  • April 7 2017

On April 4, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DISO) granted no-action relief from


NFA Issues Notice to Members Regarding CPOCTA Exemption Affirmations
  • Katten Muchin Rosenman LLP
  • USA
  • January 13 2017

On January 11, National Futures Association (NFA) issued Notice I-17-02, which reminds NFA members of their obligations with respect to commodity


CFTC Finalizes Aggregation Rules and Re-Proposes Position Limits Rule
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2016

On December 5, the Commodity Futures Trading Commission voted to repropose position limits for futures and swap positions. On the same day, the CFTC


NFA Makes Minor Change to CPO Form PQR and Reminds CPOs and CTAs About Late Fees
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

National Futures Association (NFA) has revised its CPO Form PQR to allow member firms to enter in separate boxes the dates for each redemption halt