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538 results found

Article

Dillon Eustace | USA, United Kingdom, European Union, etc. | 14 Jul 2019

Investment Firms Quarterly Legal and Regulatory Update Period covered: 1 April 30 June 2019

Commission Implementing Decision recognising certain Singapore derivatives trading venues under MiFIR published in the Official Journal of the

Article

Dillon Eustace | USA, United Kingdom, European Union, etc. | 7 Jul 2019

Funds Quarterly Legal and Regulatory Update Period covered: 1 April 2019 - 30 June 2019

Undertakings in Collective Investments and Transferable Securities ("UCITS")

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 5 Jul 2019

Key Regulatory Topics: Weekly Update 21 June 2019 - 27 June 2019

On 25 June, the ECB published dinner remarks from Benoît Cœuré, Member of the Executive Board of the ECB, at the International Swaps and Derivatives

Article

Paul Hastings LLP | USA, United Kingdom, European Union | 1 Jul 2019

PH Money Matters: This Week in Washington - July 1, 2019

The Supreme Court released a series of high profile decisions last week, closing out their current term. Chief Justice John Roberts

Article

White & Case LLP | USA, United Kingdom, European Union | 27 Jun 2019

No-deal Brexit: Challenges for trading venues and their participants

The date of Brexit has been delayed until (at least) October 31, 2019, but there is little sign that financial services access between the UK and the

Article

Slaughter and May | United Kingdom, European Union | 27 Jun 2019

Financial Regulation Weekly Bulletin - 27 June 2019

Major UK and European regulatory developments of interest to banks, insurers and re insurers, asset managers and other market participants

Article

Paul Hastings LLP | USA, United Kingdom, European Union | 24 Jun 2019

PH Money Matters: This Week in Washington - June 24, 2019

Tensions between the United States and Iran continued to ratchet up last week after Iran shot down an unmanned U.S. drone. In a

Article

Winston & Strawn LLP | USA, United Kingdom, European Union, etc. | 10 Jun 2019

Financial Services Update, Vol. 14, Issue 22

The recent case of In re Financial Oversight and Management Board for Puerto Rico v. Puerto Rico AAA Portfolio Bond Fund, 914

Article

Katten Muchin Rosenman LLP | USA | 21 Apr 2019

SEC OCIE Makes No Secret of Need for Broker-Dealers and Investment Advisers to Up Their Procedures Regarding the Privacy of Customer Records and Information

The watchdog arm of the Securities and Exchange Commission - the Office of Compliance Inspections and Examinations - issued a Risk Alert summarizing

Article

Jones Day | United Kingdom, European Union | 16 Apr 2019

CFTC Clears Decks for "No Deal" Brexit

The Commodity Futures Trading Commission ("CFTC") extends no-action and exemptive relief from the European Union to the United Kingdom

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