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9,383 results found

Article

Dillon Eustace | USA, United Kingdom, European Union, etc. | 7 Jul 2019

Funds Quarterly Legal and Regulatory Update Period covered: 1 April 2019 - 30 June 2019

Undertakings in Collective Investments and Transferable Securities ("UCITS")

Article

Ashurst LLP | Australia | 5 Jul 2019

Equity Derivatives in Australia

A structured guide to equity derivatives in Australia

Article

Allen & Overy LLP | Australia | 5 Jul 2019

Further consultation on changes to Australian rules for foreign financial service providers

On 3 July 2019, the Australian Securities & Investments Commission (ASIC) released a further consultation paper in respect of its revised proposal

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 5 Jul 2019

Key Regulatory Topics: Weekly Update 21 June 2019 - 27 June 2019

On 25 June, the ECB published dinner remarks from Benoît Cœuré, Member of the Executive Board of the ECB, at the International Swaps and Derivatives

Article

Hogan Lovells | France | 4 Jul 2019

Automotive in France

A structured guide to automotive in France

Article

Shearman & Sterling LLP | Global | 3 Jul 2019

FCPA digest: Recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act July 2019

Although the DOJ and SEC brought a relatively low number of FCPA enforcement actions in the first half of 2019, an unusually large portion of those

Article

Shearman & Sterling LLP | USA | 2 Jul 2019

CFTC Proposes Amendments to DCO Core Principle Regulations

The Commodity Futures Trading Commission (CFTC) has proposed a series of changes to its general regulations governing derivatives clearing

Article

Katten Muchin Rosenman LLP | USA | 2 Jul 2019

National Futures Association Proposes Overhaul of its Member Requirements for the Supervision of Branch Offices and Guaranteed Introducing Brokers

The National Futures Association (NFA) has proposed updated guidance (the Proposed Guidance) for all of its member firmsincluding Futures Commission

Article

Paul Hastings LLP | USA, United Kingdom, European Union | 1 Jul 2019

PH Money Matters: This Week in Washington - July 1, 2019

The Supreme Court released a series of high profile decisions last week, closing out their current term. Chief Justice John Roberts

Article

Winston & Strawn LLP | USA | 1 Jul 2019

Financial Services Update, Vol. 14, Issue 25

On June 21, 2019, the Financial Action Task Force (the “FATF”) issued written “Guidance for a Risk-based Approach to Virtual Assets and Virtual Asset