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9,373 results found


Katten Muchin Rosenman LLP | USA | 7 Jul 2019

Goodbye SPAN, Hello HVaR; CME Clearing House to Phase In New Margin Calculation Methodology

The Clearing House Division of the Chicago Mercantile Exchange proposed to adopt a new framework to calculate initial margin requirements for


Katten Muchin Rosenman LLP | USA | 7 Jul 2019

CFTC and CBOT Both Fine HK-Based Hedge Fund for Position Limits Violation; IFUS Settles with Spoofer

The Commodity Futures Trading Commission and the Chicago Board of Trade brought and settled enforcement actions against Elephas Investment Management


Dillon Eustace | USA, United Kingdom, European Union, etc. | 7 Jul 2019

Funds Quarterly Legal and Regulatory Update Period covered: 1 April 2019 - 30 June 2019

Undertakings in Collective Investments and Transferable Securities ("UCITS")


Ashurst LLP | Australia | 5 Jul 2019

Equity Derivatives in Australia

A structured guide to equity derivatives in Australia


Allen & Overy LLP | Australia | 5 Jul 2019

Further consultation on changes to Australian rules for foreign financial service providers

On 3 July 2019, the Australian Securities & Investments Commission (ASIC) released a further consultation paper in respect of its revised proposal


Allen & Overy LLP | USA, United Kingdom, European Union | 5 Jul 2019

Key Regulatory Topics: Weekly Update 21 June 2019 - 27 June 2019

On 25 June, the ECB published dinner remarks from Benoît Cœuré, Member of the Executive Board of the ECB, at the International Swaps and Derivatives


Hogan Lovells | France | 4 Jul 2019

Automotive in France

A structured guide to automotive in France


Shearman & Sterling LLP | Global | 3 Jul 2019

FCPA digest: Recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act July 2019

Although the DOJ and SEC brought a relatively low number of FCPA enforcement actions in the first half of 2019, an unusually large portion of those


Shearman & Sterling LLP | USA | 2 Jul 2019

CFTC Proposes Amendments to DCO Core Principle Regulations

The Commodity Futures Trading Commission (CFTC) has proposed a series of changes to its general regulations governing derivatives clearing


Katten Muchin Rosenman LLP | USA | 2 Jul 2019

National Futures Association Proposes Overhaul of its Member Requirements for the Supervision of Branch Offices and Guaranteed Introducing Brokers

The National Futures Association (NFA) has proposed updated guidance (the Proposed Guidance) for all of its member firmsincluding Futures Commission