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Dentons | USA | 3 May 2018

Federal court opinion could impact CFTC proposed guidance on transactions in virtual currency

On May 1, 2018, United States District Court Judge James Selna in Santa Ana, California, issued an opinion that could impact proposed guidance issued


Dentons | USA | 8 Aug 2017

Why the CFTC's new use of NPAs is significant

The US Commodity Futures Trading Commission recently announced its first-ever use of nonprosecution agreements. The agreements were reached in a


Dentons | USA, European Union | 24 Mar 2016

CFTC follows up on EU’s equivalence decision for US CCPs

The US Commodity Futures Trading Commission (CFTC) has approved a substituted compliance framework for dually-registered central counterparties


Dentons | USA, European Union | 12 Feb 2016

Commission and CFTC agree common approach on CCP equivalence

The Commission and the US Commodity Futures Trading Commission (CFTC) have agreed and announced a common approach on the equivalence of Central


Dentons | USA | 6 Nov 2015

CFTC not planning on anonymity for swaps market

CFTC Chairman, Timothy Massad, spoke on changes regulators are working on surrounding swap execution facilities. He said CFTC is not planning to


Dentons | USA, European Union | 19 Jun 2015

Financial Regulatory Developments 19 June - US Commodity Futures Trading Commission (CFTC)

Timothy Massad, Chairman of CFTC, spoke at the Futures Industry Association (FIA) International Derivatives Conference, focusing on the importance of


Dentons | United Kingdom, European Union | 10 Jun 2015

ICAP one fine too many?

On 4 February 2015, the European Commission (Commission) fined cash broker ICAP plc (ICAP) 14.9 million for its involvement in the Japanese Yen


Dentons | European Union | 15 May 2015

Financial Regulatory Developments 15 May - European Commission (Commission)

Jonathan Hill has met Timothy Massad of the Commodity Futures Trading Commission (CFTC) to continue discussions towards the EU recognising CFTC


Dentons | USA, United Kingdom | 14 Nov 2014

Financial Regulatory Developments 14 November - Financial Conduct Authority (FCA)

FCA and the US Commodity Futures Trading Commission (CFTC) have fined five banks more than $3 billion for failures in their FX trading operations


Dentons | USA, European Union | 25 Apr 2014

Financial Regulatory Developments 25 April - Commodities and Futures Trading Commission (CFTC)

CFTC has provided new conditional no-action relief for swaps trading on EU multilateral trading facilities (MTFs). This new relief from registration

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