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78 results found

Article

K&L Gates | USA | 11 Jul 2019

CFTC Issues No-Action Relief for Floor Traders to Exclude SEF-Executed Cleared Swaps from the Swap Dealer De Minimis Calculation

On June 27, 2019, the Commodity Futures Trading Commission (“CFTC”) issued no-action relief for floor traders to “encourage new liquidity providers

Article

K&L Gates | USA | 23 May 2019

CFTC and SEC Issue Privacy Guidance

The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) have recently issued guidance with respect to

Article

K&L Gates | USA | 17 May 2019

CFTC proposes amendments to swap data reporting requirements

Sellers under virtual power purchase agreements often agree to assume the duty to report the swap transactions contemplated by those agreements

Article

K&L Gates | USA | 8 Apr 2019

Swaps Proficiency Requirements for Associated Persons; Revised Form 7-R

By a Notice to Members dated March 25, 2019, the National Futures Association (“NFA”), the self-regulatory organization for the U.S

Article

K&L Gates | USA | 18 Mar 2019

American Bar Association Publishes White Paper on Digital and Digitized Assets

On March 13, 2019, the American Bar Association’s Derivatives and Futures Law Committee published a white paper called Digital and Digitized Assets:

Article

K&L Gates | USA | 12 Mar 2019

The Future of Digital Asset Regulation: Key Regulators Give Their Thoughts at the D.C. Blockchain Summit (Part 2)

On March 6th, the Chamber of Digital Commerce held its Fourth Annual D.C. Blockchain Summit. One of the first panels featured a discussion on the

Article

K&L Gates | USA | 12 Mar 2019

The Future of Digital Asset Regulation: Key Regulators Give Their Thoughts at the D.C. Blockchain Summit (Part 1)

On March 6th, the Chamber of Digital Commerce held its Fourth Annual D.C. Blockchain Summit. SEC Commissioner Hester Peirce and CFTC Chairman J

Article

K&L Gates | USA | 7 Mar 2019

Another Cop on the International Beat: The CFTC Announces Expanded Focus on Foreign Corruption

On Wednesday, the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) became the latest government agency to formally set its

Article

K&L Gates | USA | 31 Oct 2018

CFTC Proposes to Codify Relief for CPOs and CTAs

The U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing amendments to its regulations governing commodity pool operators

Article

K&L Gates | USA | 22 Oct 2018

Commissioner Brian Quintenz Comments On The Liability Of Smart Contract Developers For Uses In Violation of CFTC Regulations

Recently, Commissioner Brian Quintenz of the US Commodity Futures Trading Commission (CFTC) commented that smart contracts that have the defining

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