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299 results found

Article

Shearman & Sterling LLP | USA | 10 Jul 2019

CFTC proposes amendments to DCO core principle regulations

The Commodity Futures Trading Commission has proposed a series of changes to its general regulations governing derivatives clearing organisations

Article

Shearman & Sterling LLP | Global | 3 Jul 2019

FCPA digest: Recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act July 2019

Although the DOJ and SEC brought a relatively low number of FCPA enforcement actions in the first half of 2019, an unusually large portion of those

Article

Shearman & Sterling LLP | USA | 2 Jul 2019

CFTC Proposes Amendments to DCO Core Principle Regulations

The Commodity Futures Trading Commission (CFTC) has proposed a series of changes to its general regulations governing derivatives clearing

Article

Shearman & Sterling LLP | USA | 14 Jun 2019

CFTC Proposes Updated Swap Data Reporting Regulations

The Commodity Futures Trading Commission (CFTC) has proposed the first installment of a series of amendments to its rules relating to swap data

Article

Shearman & Sterling LLP | USA | 17 Apr 2019

ISDA proposes amendments to 2014 Credit Derivatives Definitions relating to narrowly tailored credit events

On 6 March 2019 the International Swaps and Derivatives Association (ISDA) published proposed amendments(1) to the 2014 ISDA Credit Derivatives

Article

Shearman & Sterling LLP | USA | 11 Apr 2019

ISDA Proposes Amendments to the 2014 ISDA Credit Derivatives Definitions Relating to Narrowly Tailored Credit Events

On March 6, 2019, the International Swaps and Derivatives Association (ISDA) published proposed amendments 1 to the 2014 ISDA Credit Derivatives

Article

Shearman & Sterling LLP | USA | 9 Apr 2019

Southern District Of New York Holds Scienter Adequately Alleged In Putative Class Action Against Forex Services Company

On March 28, 2019, Judge Ronnie Abrams of the United States District Court for the Southern District of New York largely denied a motion to dismiss a

Article

Shearman & Sterling LLP | USA | 12 Mar 2019

CFTC Announces Further Incentives For Self-Reporting, Cooperation For Unregistered Individuals And Entities, While Highlighting Focus On Foreign Corruption

On March 6, 2019, the head of the U.S. Commodity Futures Trading Commission’s (“CFTC’s”) Enforcement Division, James McDonald, announced a new policy

Article

Shearman & Sterling LLP | USA | 5 Mar 2019

CFTC Settles Spoofing Charges Against Trader Without Monetary Penalty

On February 25, 2019, the Commodity Futures Trading Commission (“CFTC”) settled spoofing charges brought against a former trader who pleaded guilty

Article

Shearman & Sterling LLP | USA | 4 Mar 2019

CFTC Declines To Appeal Ruling That It Failed To Prove Artificiality In Market Manipulation Action

On February 27, 2019, the Commodity Futures Trading Commission (“CFTC”) announced that it would not appeal a November 2018 decision in U.S. Commodity

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