4 results found
Fried Frank Harris Shriver & Jacobson LLP | USA | 31 Jan 2011
The SEC and CFTC propose systemic risk reporting on new Form PF
On January 26, 2011, the Securities and Exchange Commission ("SEC") and Commodity Futures Trading Commission ("CFTC") issued joint proposed rules under the Investment Advisers Act of 1940 ("Advisers Act") and the Commodity Exchange Act ("CEA") to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), available at
Fried Frank Harris Shriver & Jacobson LLP | USA | 26 Jan 2010
House of Representatives passes bill to require registration of private fund managers
On December 11, 2009, the U.S. House of Representatives passed the “Wall Street Reform and Consumer Protection Act of 2009” by a vote of 223 to 202.