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Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 15 Aug 2016

CFTC Proposes to Amend Annual Report Requirements for Commodity Pool Operators

The Commodity Futures Trading Commission (the "Commission" or "CFTC") recently published certain proposed amendments to its rules governing the

Article

Fried Frank Harris Shriver & Jacobson LLP | USA, Global | 30 Jun 2016

CFTC Update: CFTC Issues Final Rule on Cross-Border Application of Margin Requirements for Uncleared Swaps

On May 31, 2016, the Commodity Futures Trading Commission (the “CFTC”) published in the Federal Register a final rule (the “Final Rule”) addressing

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 20 Jan 2016

Dodd-Frank Update: CFTC and Prudential Regulators Each Finalize Rules on Margin for Swap Dealers, Creating New Challenges for Asset Managers

On November 30, 2015, the U.S. Prudential Regulators (the “Prudential Regulators”) published in the Federal Register their final rules

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 7 Dec 2015

Dodd-Frank Update: CFTC Proposes Regulation of Automated Trading

On Tuesday, November 24, the Commodity Futures Trading Commission (the “Commission” or “CFTC”) unanimously approved a notice of proposed rulemaking

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 25 Sep 2015

CFTC update: CFTC approves supplement to 2013 proposed aggregation rules

On September 22, 2015, the Commodity Futures Trading Commission (the “Commission” or “CFTC”) approved a supplemental proposal (the “Supplement”)

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 19 Aug 2015

CFTC update: CFTC proposes rule on crossborder application of margin requirements for uncleared swaps

Last month, the Commodity Futures Trading Commission (the “CFTC”) published in the Federal Register a proposed rule (the “Proposed Rule”) addressing

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 20 Oct 2014

CFTC update: CFTC staff issues self- executing CPO delegation relief

On October 15, 2014, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO")

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 14 May 2014

CFTC provides new streamlined process for CPOs to request no-action relief with respect to delegating certain activities to registered CPOs

On May 12, 2014, the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the Commodity Futures Trading Commission (the “Commission” or

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 14 Jan 2014

CFTC proposes new position limits and aggregation rules

On November 5, 2013, the Commodity Futures Trading Commission (“Commission” or “CFTC”) approved proposed new position limits rules (“Position Limits

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 7 Nov 2013

CFTC update: CFTC proposes new position limits and aggregation rules

On November 5, 2013, the Commodity Futures Trading Commission (the "Commission" or "CFTC") approved proposed position limits rules (the "Proposed