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Sidley Austin LLP | USA | 20 May 2019

Energy Enforcement Update

FERC rescinds policy on Notices of Alleged Violations


Sidley Austin LLP | USA | 28 Mar 2019

New Swaps Proficiency Requirements for All Swap-related Associated Persons

On March 25, 2019, the National Futures Association (NFA) published amendments to NFA Bylaw 301 and Compliance Rule 2-24 to require all associated


Sidley Austin LLP | USA | 11 Mar 2019

CFTC Announces Enforcement Advisory for Commodity Exchange Act Violations Involving Foreign Corrupt Practices

On March 6, 2019, at the American Bar Association’s (ABA) National Institute on White Collar Crime, Commodity Futures Trading Commission (CFTC)


Sidley Austin LLP | USA | 24 Jan 2019

Energy Enforcement Update

On January 16, FERC opened investigations and ordered hearings to determine if three natural gas companies are charging just and reasonable rates in


Sidley Austin LLP | USA | 27 Nov 2018

Energy Enforcement Update

On November 15, FERC’s Office of Enforcement released its 2018 Report on Enforcement and related Staff presentation during FERC’s open meeting


Sidley Austin LLP | USA | 26 Jul 2018

CFTC and CME Fine Market Participant for Attempted Manipulation by Sending “False Signal” to Market

On July 12, the Commodity Futures Trading Commission (CFTC) and the CME Group (CME) both announced settled proceedings against Lansing Trading Group


Sidley Austin LLP | USA | 21 Dec 2017

Energy Enforcement Update - 21 December 2017

On December 11, BP filed a motion to lodge and to dismiss, or in the alternative, for reconsideration of FERC’s order affirming the initial decision


Sidley Austin LLP | USA | 30 Oct 2017

Energy Enforcement Update - 2 November 2017

On October 26, Barclays announced that it reached an agreement in principle with FERC Enforcement to settle the civil action brought by FERC


Sidley Austin LLP | USA | 2 Oct 2017

Energy Enforcement Update - 2 October 2017

On September 29, Judge Nunley granted Ryan Smith’s motion for judgment on the pleadings and dismissed Smith from the case


Sidley Austin LLP | USA | 18 Sep 2017

Energy Enforcement Update - 18 September 2017

On September 5, the CFTC issued an order requiring W Resources, LLC to pay a $150,000 civil penalty for acting as a Commodity Pool Operator

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