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Article

Sheppard Mullin Richter & Hampton LLP | USA | 13 Jul 2018

New York Court of Appeals Rules that Civil Securities Fraud Claims Brought Under Martin Act are Subject to Three-Year Statute of Limitations

In People v. Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (N.Y. June 12, 2018), the Court of Appeals for the State of New York ruled

Article

Baker & Hostetler LLP | USA | 3 May 2011

The HIRE Act

On March 18, 2010, the President signed the "Hiring Incentives to Restore Employment Act" (HIRE).

Article

Orrick, Herrington & Sutcliffe LLP | USA | 11 Apr 2011

S.D.N.Y. grants in part and denies in part motion to dismiss multiple actions against Wachovia

Investors in equity and debt securities of Wachovia brought four related actions against Wachovia and several related entities and individuals, Wachovia's underwriters and its auditors alleging claims under Section 10(b) of the '34 Act, and Rule 10b-5 thereunder, and Sections 11, 12(a)(2), and 15 of the '33 Act..

Article

Gowling WLG | Canada | 9 Sep 2010

Practical issues in making proper disclosure: case comment Hi Hotel Limited Partnership v. Holiday Hospitality Franchising Inc.

The above case was a franchise case involving a Holiday Inn franchise.

Article

Baker Donelson Bearman Caldwell & Berkowitz PC | USA | 23 Jan 2009

FINRA issues guidance to broker-dealers and issuers regarding unregistered resales of restricted securities

Earlier this month, Financial Industry Regulatory Authority (FINRA) issued guidance in Notice to Members 09-05 (the Notice) to broker-dealers handling unregistered resales of restricted securities.

Article

Morrison & Foerster LLP | USA | 25 Aug 2008

Upcoming expiration of shelf registration statements: avoiding a blackout period

As amended by the Securities and Exchange Commission (the “SEC”) in its 2005 Securities Offering Reform rulemaking, Rule 415(a)(5) limits the offer and sale of certain securities registered on a shelf registration statement to a three-year period.

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