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Baker Botts LLP | USA | 28 Jun 2017

U.S. Supreme Court: American Pipe Tolling Does Not Apply to Opt-Out Suits Alleging Misstatements or Omissions in Securities Registrations Under the Securities Act of 1933

In a decision with potentially far-reaching impact, the United States Supreme Court has held that the American Pipe tolling rulethat individual


Baker Botts LLP | USA | 6 Jun 2017

Supreme Court Curtails SEC Disgorgement Claims: Holds That Five-Year Statute of Limitations Applies

Rejecting the Securities and Exchange Commission’s (“SEC” or the “Commission”) expansive view of its ability to seek disgorgement in enforcement


Baker Botts LLP | USA | 28 Jun 2016

Eleventh Circuit Holds SEC’s Feet to the Fire on the Statute of Limitations

On May 26, 2016, the United States Court of Appeals for the Eleventh Circuit issued an important decision, in SEC v. Graham et al., No. 4:13-cv-10011

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