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1,354 results found


Sheppard Mullin Richter & Hampton LLP | USA | 13 Jul 2018

New York Court of Appeals Rules that Civil Securities Fraud Claims Brought Under Martin Act are Subject to Three-Year Statute of Limitations

In People v. Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (N.Y. June 12, 2018), the Court of Appeals for the State of New York ruled


Bernstein Litowitz Berger & Grossmann LLP | USA | 15 May 2018

Supreme Court Roundup: A Trio of Upcoming Cases May

The Cyan case concerns whether state courts can hear class action lawsuits that allege only claims under the federal Securities Act of 1933. The


Crowell & Moring LLP | USA | 6 Dec 2017

Supreme Court Decision Forces Resolution of SEC-IRS Conflict on Disgorgement

Following the Supreme Court’s decision in Kokesh v. SEC, 137 S. Ct. 1635 (2017), on December 1, 2017, the IRS released a Chief Counsel Advice (CCA)1


Bressler, Amery & Ross PC | USA | 26 Oct 2017

Broker’s Lifetime Ban Twice Called Into Question by D.C. Circuit in Saad v. SEC - Leaving the Standard for Review Uncertain

The D.C. Circuit Court of Appeals recently remanded a case, for the second time, to the Securities and Exchange Commission ("SEC") to consider whether


LeClairRyan | USA | 21 Sep 2017

Accountant and Attorney Liability Newsbrief

In a unanimous decision handed down on June 5, 2017, the U.S. Supreme Court has imposed what in many cases may be a substantial limitation on the


Kilpatrick Townsend & Stockton LLP | USA | 7 Jul 2017

U.S. Supreme Court rejects application of American Pipe tolling to statutes of repose

In California Public Employees’ Retirement System v. ANZ Securities, Inc., No. 16-373, 2017 WL 2722415 (U.S. June 26, 2017), the Supreme


Carrington Coleman | USA | 3 Jul 2017

Securities Act of 1933 statute of repose not subject to tolling by filing of class action complaint

Section 11 of the Securities Act of 1933 gives purchasers of securities a cause of action when there are misrepresentations in a registration


Baker Botts LLP | USA | 28 Jun 2017

U.S. Supreme Court: American Pipe Tolling Does Not Apply to Opt-Out Suits Alleging Misstatements or Omissions in Securities Registrations Under the Securities Act of 1933

In a decision with potentially far-reaching impact, the United States Supreme Court has held that the American Pipe tolling rulethat individual


Sheppard Mullin Richter & Hampton LLP | USA | 28 Jun 2017

Supreme Court Deals Blow to SEC By Applying Five-Year Statute of Limitations to Disgorgement Remedies in SEC Enforcement Actions

On June 5, 2017 the Supreme Court dealt a significant setback to the Securities and Exchange Commission (“SEC”) by limiting its power to extract


Kane Russell Coleman Logan PC | USA | 28 Jun 2017

The Supreme Court Clarifies Securities Act Statute of Repose Not Tolled by Filing of Class Action

In a bout of déjà vu, the Supreme Court decided to hear California Public Employees’ Retirement System v. ANZ Securities, Inc., et al. to settle the

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