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35 results found

Article

Barnes & Thornburg LLP | USA | 7 Dec 2016

U.S. Supreme Court Decides Salman, Reaffirms Broader View of Insider Trading

Just like that, the NewmanSalman insider trading saga has come to a close. For now, at least. These cases have generated a good bit of ink on this

Article

Holland & Knight LLP | USA | 28 Jul 2014

A new reality for ESOP fiduciaries

For the ESOP fiduciary of a publicly traded employer, the Supreme Court has made clear that non-public insider information is not required to be used

Article

Dorsey & Whitney LLP | USA | 31 Mar 2013

This week in securities litigation (week ending March 30, 2013)

Insider trading continues to be the focus as the first quarter of the year came to a close. The SEC and the Manhattan U.S. Attorney's Office brought

Article

Dorsey & Whitney LLP | USA | 1 Jun 2012

This week in securities litigation (week ending June 1, 2012)

SEC enforcement this holiday shortened week dismissed the remaining defendants in an insider trading case centered on an international take over which had been filed largely on the trading and within days of the announcement.

Article

Debevoise & Plimpton LLP | USA | 4 Apr 2012

President Obama signs the STOCK Act

Today (4 Apr), President Obama signed into law the Stop Trading on Congressional Knowledge Act of 2012 (the “STOCK Act”).

Article

Mintz | USA | 9 Jan 2012

Distressed claims trading: insider trading may lead to disallowance of bankruptcy claims and breach of fiduciary duties

In a significant expansion of the potential risk for distressed claims traders, the Delaware bankruptcy court has recently ruled that traders who engage in insider trading may have their claims subordinated to equity, and that traders who amass claims sufficient to block a plan of reorganization owe fiduciary duties to all other creditors and shareholders during plan negotiations.

Article

Dorsey & Whitney LLP | USA | 21 Oct 2011

This week in securities litigation (October 21, 2011)

Eight SEC Enforcement attorneys were recognized by the Counsel of the Inspector General on Integrity for Excellence in connection with their work regarding the investigation of a significant market crisis case.

Article

Ropes & Gray LLP | USA | 22 Sep 2011

WaMu court allows equity committee to pursue “equitable disallowance” of noteholder claims based on allegations of insider trading

On September 13, 2011, Judge Mary F. Walrath of the United States Bankruptcy Court for the District of Delaware granted standing for an equity committee in In re Washington Mutual, Inc. (“WaMu”) to seek “equitable disallowance” of claims held by noteholders that had traded claims after engaging in negotiations with WaMu over the terms of a global restructuring.

Article

Bracewell LLP | USA | 19 Sep 2011

Ad hoc committees owe fiduciary duties? WaMu threatens to turn a molehill into a mountain

Much has already been written about the "insider trading" aspects of Judge Walrath's September 13 Opinion denying confirmation of WaMu's Chapter 11 plan of reorganization (the Opinion can be found here).

Article

Chadbourne & Parke LLP | USA | 13 Sep 2011

Public sideprivate side wall helps defeat breach of loyalty claim

A New York federal court recently ruled that an information barrier in place between the “public” and “private” sides at JPMorgan Chase Bank (“JPMC”) was adequate to prevent public trust group personnel from obtaining material non-public information from JPMC’s private investment business.

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