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King & Spalding LLP | USA | 30 May 2013

Rule G-17 one year later understanding the relationship between governmental issuers and the underwriter

In the spring of 2012, the Securities and Exchange Commission approved the release of MSRB Notice 2012-25, which provided interpretive guidance on


King & Spalding LLP | USA | 27 Jan 2011

DOL proposes to expansively redefine “fiduciary” in the investment advice context

The Department of Labor ("DOL") recently issued a proposed regulation redefining the term "fiduciary" for purposes of ERISA2 and Code3 Section 4975.

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