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Article

Burr & Forman LLP | USA | 30 Oct 2017

Morgan Stanley Exits, Slams Protocol as “Unsustainable”

Morgan Stanley announced October 30 that it would exit the Protocol for Broker Recruiting, as part of strategy “to refocus recruiting resources on

Article

Burr & Forman LLP | USA | 31 Aug 2017

DOL to Postpone Deadline for Fiduciary Rule

The Department of Labor has received OMB certification, and sought expedited notice-and-comment, for a rule change that would postpone the full

Article

Burr & Forman LLP | USA | 18 Jul 2017

MSRB’s G-42 Guidance Notes Ambiguities for MAs in Conduit Issues

Last week, the MSRB issued “guidance” on the application of Rule G-42 conduct standards for Municipal Advisors in conduit issues. The “guidance”

Article

Burr & Forman LLP | USA | 2 Mar 2017

DOL Proposes 60-Day Delay of Fiduciary Rule

The US Department of Labor today proposed a 60-day extension (through June 9) for the effective date of its Fiduciary Duty Rule and related

Article

Burr & Forman LLP | USA | 9 Feb 2017

DOL Fiduciary Rule Still On for April 10 Implementation

The Department of Labor’s Fiduciary Duty Rule remains on track for April 10 implementation, notwithstanding a maelstrom of hype about it. Nearly

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