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Greenberg Traurig LLP | USA | 2 Nov 2009

New legislation imposing new fiduciary standards on unregistered investment advisers is set for approval by House Committee

The House Financial Services Committee held a markup session and moved closer to approval of a new legislation that would impose a fiduciary standard of care on broker-dealers, investment advisers and any other provider of investment advice regardless of whether these entities are registered under the Investment Advisers Act of 1940.


Greenberg Traurig LLP | USA | 31 Oct 2009

Investment advisers House Financial Services Committee passes Investor Protection Act

The House Financial Services Committee voted 41-28 to pass the Investor Protection Act aimed at tightening regulations designed to protect investors.

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