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22 results found

Article

A&L Goodbody | European Union | 30 Aug 2012

Packaged Retail Investment Products

Following consultations, the EU Commission has issued a draft regulation on Packaged Retail Investment Products (PRIPs).

Article

A&L Goodbody | Australia | 17 May 2011

Creditors as shadow directors recent decision provides useful guidance

A recent decision by the New South Wales Court of Appeal in Buzzle Operations Pty Ltd (in liq) -v- Apple Computer Australia Pty Ltd 2011 NSWCA 109 provides useful guidance on the key aspects of shadow directorships and to what extent advices can be given by an interested party such as a financial accountant or a lender to a debtor without that interested party falling within the definition of "shadow director".

Article

A&L Goodbody | Global | 31 Mar 2011

IOSCO consultation report on suspension of CIS redemptions

On 8 March 2011, the Technical Committee of the International Organization of Securities Commissions (IOSCO) published a consultation report entitled "Principles on Suspension of Redemptions in Collective Investment Schemes".

Article

A&L Goodbody | European Union | 25 Feb 2011

EU Commission publishes feedback on UCITS v consultation

On 17 February 2011, the EU Commission published a feedback statement summarising the feedback it received to its consultation on the current framework applicable to UCITS depositaries and to introduce new provisions on remuneration for UCITS managers.

Article

A&L Goodbody | Global | 25 Feb 2011

IOSCO final report on point of sale disclosure principles for funds

On 2 February 2011, the International Organisation of Securities Commissions (IOSCO) published its Final report on point of sale (POS) disclosure principles for collective investment schemes (Funds).

Article

A&L Goodbody | European Union | 31 Dec 2010

Prospectus Directive and Transparency Directive: amending directive published in the Official Journal

On 11 December 2010, the Directive amending the Prospectus Directive and the Transparency Directive (201073EU) was published in the Official Journal.

Article

A&L Goodbody | European Union | 29 Nov 2010

EU Commission initiatives on UCITS, PRIPs, MiFID and central securities depositories

On 19 November 2010, the EU Commission published the summary of the November meeting of the European Securities Committee, highlighting the following EU Commission legislative initiatives, which include:Amendments to UCITS IV (200965EC) relating to the UCITS depositaries regime and remuneration policies for UCITS managers (this is known as UCITS V).

Article

A&L Goodbody | European Union | 17 Sep 2010

Proposed Directive on Alternative Investment Fund Managers - an update

The EU Commission issued a draft Directive on 30 April 2009 to introduce the regulation and supervision of EU domiciled Alternative Investment Fund Managers (AIFM) who manage and administer or market alternative investment funds in the EU.

Article

A&L Goodbody | Global | 31 Jul 2009

IOSCO report on good practice in investment managers' due diligence when investing in structured finance instruments

The International Organisation of Securities Commissions (IOSCO) published a report on good practices for investment managers' due diligence when investing in structured finance instruments.

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