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280 results found

Article

DLA Piper | European Union | 13 Apr 2017

The Financial Report, 13 April 2017, News from Europe

ESMA announced that it has issued an opinion regarding the implementation on portfolio margining requirements for central counterparties under the

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Whistleblowers to remain prominent fixtures in securities regulation

Program provides monetary awards to eligible individuals who provide the agency with information that leads to an SEC Enforcement action in which

Article

Stikeman Elliott LLP | Canada | 21 Nov 2016

CDIC publishes guidance note on bank resolution

While reading the provisions of the Canada Deposit Insurance Corporation Act dealing with member institution resolution regimes is excellent brain

Article

A&L Goodbody | European Union | 4 Jul 2016

European Securities Markets Authority publishes Statement on responsibilities when selling bail-in-able financial instruments

ESMA has published a statement reminding banks that MiFID obligations which provide that investors must be given up to date and complete information

Article

McCarthy Tétrault LLP | Canada | 23 Apr 2015

Budget 2015: financial institutions update

The 2015 federal budget announces a number of measures directed to financial institutions. These include a new federal financial consumer code, a

Article

Miller Starr Regalia | USA | 15 Sep 2011

The demise of Fannie Mae and Freddie Mac: housing finance reform and the potential impacts on the real estate market

Over the last few years, the Federal National Mortgage Association and the Federal Home Loan Corporation, commonly known as Fannie Mae and Freddie Mac have been criticized for contributing to the housing bubble and the resulting economic meltdown.

Article

Mintz | USA | 13 May 2011

Money market funds participate in SEC roundtable

At a May 10th SEC roundtable discussion on Dodd-Frank rulemaking, money market mutual funds voiced strong opposition to the new, bank-like regulatory structure to which they may soon be subjected.

Article

Pepper Hamilton LLP | USA | 28 Mar 2011

Dodd-Frank Act: implications for the public finance industry

Enacted in response to financial crisis of 2008 and the bailout of Wall Street firms at taxpayer expense, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Act) represents the most extensive change in the regulation of financial institutions since the Great Depression.

Article

Pepper Hamilton LLP | USA | 11 Mar 2011

Constitutionality analysis of certain of the Dodd-Frank Wall Street Reform and Consumer Protection Act’s most significant grants of regulatory power

The Dodd-Frank Act (the Act or Dodd-Frank) is guided by several broad concepts.

Article

Pepper Hamilton LLP | USA | 10 Mar 2011

The Dodd-Frank Act and the insurance industry

Although the insurance industry was not the primary target of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act),1 the Act represents an unprecedented step by the federal government into insurance, an area traditionally regulated by the states.

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