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333 results found

Article

Baker McKenzie | Gibraltar, Global | 10 Apr 2019

The Gibraltar Stock Exchange Set To Offer Digital Debt Securities and Funds

The Gibraltar Stock Exchange (GSX) is set to become among the world’s first stock exchanges to offer the listing services of digital debt securities

Article

Lee and Li Attorneys at Law | Taiwan | 29 Mar 2019

Amendments to Regulations Regarding Financial Assets Securitization and Real Estate Securitization

On January 3, 2019, the Financial Supervisory Commission (FSC) made an advance announcement about the draft amendment to the Regulations Governing

Article

K&L Gates | USA | 10 Apr 2018

SEC Delays Certain Liquidity Rule Requirements and Issues Guidance Regarding Illiquid Security Determinations

On February 22, 2018, the Securities and Exchange Commission (“SEC”) adopted an interim rule (“Interim Rule”) that revised compliance dates for

Article

MAMO TCV Advocates | Malta | 9 Oct 2017

Malta Stock Exchange plc obtains regulatory approval to launch the Institutional Financial Securities Market

Malta Stock Exchange plc. ("MSE") has obtained regulatory approval to launch the Institutional Financial Securities Market ("IFSM"), a securities

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 24 Jul 2017

FINRA and the MSRB Issue FAQs on Bond Mark-Up Disclosure

On July 12, 2017, the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) published new

Article

ENSafrica | South Africa | 7 Jul 2017

Proposed comprehensive amendments to the JSE Debt Listings Requirements move closer to implementation

On 30 June 2017, after an initial round of public commentary undertaken by the JSE Limited ("JSE") on the proposed amendments to the JSE Debt

Article

DLA Piper | USA | 22 Jun 2017

The Financial Report, 22 June 2017, US Exchanges and Self-Regulatory Organizations

MSRB issues complaint product and problem codes guide. The Municipal Securities Rulemaking Board published guidance on the product and problem codes

Article

Katten Muchin Rosenman LLP | USA | 3 Feb 2017

Treasury Form SHC and Private Fund Advisers

Form SHC is due once every five years as part of a survey conducted by the Department of the Treasury soliciting information identifying ownership of

Article

Morrison & Foerster LLP | USA | 15 Sep 2016

The Financial Choice Act: Implications for the U.S. Securities Legal Framework

On September 13, 2016, the House Financial Services Committee of the United States House of Representatives (the "FSC")1 formally released H.R. 5983

Article

Mayer Brown | USA | 2 Sep 2016

SEC Offers Limited No-Action Relief from Risk Retention for CLO Re-Pricings Effected Through Certain Auction Rate Procedures

On September 1, 2016, the US Securities and Exchange Commission (SEC) issued a no-action letter to Sancus Capital Management LP stating that the

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