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Fasken | Canada | 12 Sep 2018

CSA Amends Requirements for Reporting Exempt Distributions

The Canadian Securities Administrators (CSA) published amendments (Amendments) to National Instrument 45-106 Prospectus Exemptions and CSA Staff


Fasken | Canada | 23 May 2018

IIROC Oversight Review Report

On April 24, 2018, the Canadian Securities Administrators published the Oversight Review Report of the Investment Industry Regulatory Organization of


Fasken | Canada | 11 Apr 2018

Aurora-CanniMed: Securities Regulators Hold Firm on New Bid Regime

On March 15, 2018, the Ontario Securities Commission (OSC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAAS) released highly


Fasken | Canada | 3 Apr 2018

Ontario’s New Rules on Distributions Outside Canada Now In Effect

On March 31, 2018, the new rules from the Ontario Securities Commission (OSC) on distributions of securities outside of Canada came into force. OSC


Fasken | Canada | 30 Aug 2017

Canadian Securities Administrators Issue Guidance Regarding Cryptocurrency Offerings

On August 24, 2017, the staff of the Canadian Securities Administrators other than Saskatchewan (CSA) published CSA Staff Notice 46-307 Cryptocurrency


Fasken | Canada | 15 Aug 2017

At-The-Market Offerings In The Canadian Capital Markets: Flexibility At A Lower Cost

When seeking to access capital in the public markets in an uncertain economy, traditional follow-on financing methods might not be the right choice


Fasken | USA | 28 Jul 2017

SEC Concludes that Slock.It’s DAO Digital Currency Tokens are Securities

On July 25, 2017, the United States Securities and Exchange Commission (SEC) issued a report of investigation (Report) concluding that the digital


Fasken | Canada | 27 Jul 2017

Update on Use of the Rights Offering Exemption

On April 20, 2017, the Canadian Securities Administrators (CSA) released Staff Notice 45-323 (Notice). The Notice provided an update on the use of the


Fasken | Canada | 21 Jul 2017

Securities Regulators to IIROC: Get Tougher!

The Canadian Securities Administrators (CSA) have demanded that the Investment Industry Regulatory Organization of Canada (IIROC) boost business


Fasken | USA | 26 Jan 2017

FINRA Releases Report on Implications of Blockchain for the Securities Industry

On January 18, 2017, the United States Financial Industry Regulatory Authority (FINRA) released for comment a report titled Distributed Ledger

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