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677 results found

Article

Stikeman Elliott LLP | Canada | 4 Apr 2019

CSA and IIROC Signal Balanced Approach to Regulating Crypto Asset Trading Platforms

On March 14, 2019, the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada (“IIROC”) published a

Article

Stikeman Elliott LLP | Canada | 4 Apr 2019

Les acvm et l’ocrcvm recherchent une réglementation équilibrée des plateformes de négociation de cryptoactifs

Les ACVM et l’OCRCVM veulent que soit envisagée avec beaucoup de soin la réglementation des plateformes de cryptoactifs, selon une démarche qui

Article

Stikeman Elliott LLP | Canada | 24 Apr 2018

L’ASC propose des modifications réglementaires pour faciliter les placements transfrontaliers

L’Alberta Securities Commission (l’ ASC ) a proposé d’abroger et de remplacer son règlement intitulé Rule 72-501 Distributions to Purchasers Outside

Article

Stikeman Elliott LLP | Canada | 19 Apr 2018

Canadian Securities Regulators Adopt More Flexible Approach to Resale of Securities of Non-Canadian Issuers

The Canadian Securities Administrators have adopted amendments to National Instrument 45-102 Resale of Securities (NI 45-102) which will provide a new

Article

Stikeman Elliott LLP | Canada | 19 Mar 2018

CSA Proposes Exempt Market Harmonization for Syndicated Mortgages

The Canadian Securities Administrators have published proposed amendments to National Instrument 45-106 Prospectus Exemptions (45-106) and National

Article

Stikeman Elliott LLP | USA, Canada, European Union | 17 Jan 2018

CSA: EU Trading Venues with Canadian Participants Subject to Canadian Rules (Unless Exempt)

The Canadian Securities Administrators (CSA) have issued a Staff Notice cautioning foreign trading venues that offer access to Canadian participants

Article

Stikeman Elliott LLP | Canada | 19 Dec 2017

Securities Regulators Highlight Concerns with Complaint Handling Systems

The Canadian Securities Administrators (CSA), Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association of

Article

Stikeman Elliott LLP | Canada | 28 Nov 2017

L’ASC remplace la règle locale concernant le RIM

La commission des valeurs mobilières de l’Alberta a abrogé et remplacé la règle 71-801 mettant en œuvre le régime d’information multinational (ASC

Article

Stikeman Elliott LLP | USA, Canada | 13 Nov 2017

B.C. Simplifies Rules for Selling Securities to Non-Residents

The British Columbia Securities Commission (BCSC) has made it easier for B.C. issuers to access capital outside the province. As of October 31, 2017

Article

Stikeman Elliott LLP | Canada | 31 Oct 2017

TSX Strengthens Security Based Compensation Disclosure Requirements

The TSX’s recently finalized Company Manual amendments include amendments to the security based compensation arrangement disclosure required to be

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