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Thompson Hine LLP | USA | 1 Jul 2018

Business Law Update - Summer 2018

There is a lot of folklore surrounding the process of negotiating a transaction, settlement or other agreement: "A good deal has nine lives: it dies


Katten Muchin Rosenman LLP | USA | 14 Mar 2014

SEC prevails in lawsuit involving $50 million Ponzi scheme

On March 6, the US District Court for the Eastern District of Michigan ordered the former leaders of an investment group to pay more than $8 million


Jorden Burt LLP | USA | 25 Apr 2011

Court compels FINRA arbitration of employment dispute

Kevin Imhoff left his job as a broker for Primerica, for whom he sold various securities and insurance products, to go work for a competitor.


Dykema Gossett PLLC | USA | 22 Sep 2009

Special alert for Michigan-based investment advisers

Michigan’s new Uniform Securities Act (2002) (the "Act") is effective October 1, 2009, and imposes new requirements for investment advisers and investment adviser representatives.


Dykema Gossett PLLC | USA | 31 Aug 2009

Michigan’s new Uniform Securities Act (2002) is effective October 1 and imposes new requirements for advisers and adviser representatives

On October 1, 2009, Michigan’s new Uniform Securities Act (2002) (the "Act") will become effective, and Michigan’s securities laws and regulations will transition into the modern world.


Locke Lord LLP | USA | 23 Sep 2008

Michigan Attorney General settles auction rate securities probe with Comerica

On September 18, the Michigan Attorney General announced that it had reached a settlement with Comerica Bank to buy back $1.46 billion in Auction Rate Securities (ARS) from any customer who purchased ARS through Comerica.

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