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Article

Katten Muchin Rosenman LLP | USA | 27 Mar 2016

Broker-Dealer Challenges FINRA’s Authority to Enforce Original Federal Securities Law

Scottsdale Capital Advisors Corporation, a Securities and Exchange Commission registered broker-dealer, and certain of its senior officers, sought an

Article

Holland & Knight LLP | USA | 16 Nov 2011

New York court, applying Maryland law, finds no coverage due to breach of D&O policy consent-to-settle provision

A federal judge sitting in New York but applying Maryland law recently held that a Directors and Officers (D&O) insurer is not required to provide insurance coverage because the policyholder breached the policy’s consent-to-settle provision when it settled a securities class action without obtaining the carrier’s prior approval.

Article

Dorsey & Whitney LLP | USA | 30 Mar 2011

FDA chemist charged for serial insider trading

FDA chemist Cheng Yi Liang was named as a defendant along with his son Andrew Liang in a criminal insider trading complaint.

Article

Venable LLP | USA | 29 Sep 2010

Maryland law implications of the SEC's proxy access rules

The proxy access rules recently adopted by the Securities and Exchange Commission have many implications for the nomination, election and service of directors under Maryland law.

Article

Venable LLP | USA | 17 Feb 2010

Treatment of abstentions and broker non-votes under Maryland law

Each year at this time, we are often asked for our views with respect to the proper treatment under Maryland law of abstentions and "broker non-votes" in proxy statements and at meetings of shareholders of Maryland corporations and real estate investment trusts.

Article

Venable LLP | USA | 22 Jun 2009

Maryland legislature approves changes to Maryland General Corporation Law and Maryland REIT Law

The General Assembly of Maryland has enacted Senate Bill 626, making several changes to the Maryland General Corporation Law (the "MGCL"), and House Bill 245, making two changes to the Maryland REIT Law (the "MRL").

Article

Venable LLP | USA | 11 Feb 2009

Treatment of abstentions and broker non-votes under Maryland law

Each year at this time, we are often asked for our views with respect to the proper treatment under Maryland law of abstentions and “broker non-votes” in proxy statements and at meetings of shareholders of Maryland corporations and real estate investment trusts.

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