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Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 27 Mar 2018

New Law Will Benefit BDCs by Easing Leverage Limits and Improving the Securities Offering Process

On March 23, 2018, President Trump signed into law the Small Business Credit Availability Act (SBCAA) as part of an omnibus spending bill. The SBCAA

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 31 Aug 2017

Show Me the Money: SEC Increases Filing Fees for 2018 Effective October 1, 2017

Recently, the Securities and Exchange Commission (the "SEC") issued an order1 increasing the filing fees that public companies and other issuers pay

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 30 Mar 2017

SEC Shortens Settlement Cycle for Securities Transactions to T2

On March 22, 2017, the Securities and Exchange Commission adopted an amendment to Rule 15c6-1(a) of the Securities Exchange Act of 1934 to shorten the

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 27 May 2016

SEC Adopts Amendments to Implement JOBS Act and FAST Act Changes to Exchange Act Registration

On May 3, 2016, the Securities and Exchange Commission (the "SEC") approved technical amendments to its rules relating to the thresholds for

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 6 Apr 2016

Recent SEC Guidance Facilitates Resales of REIT Shares Received in Exchange for OP Units by Permitting Tacking under Rule 144

Pursuant to an interpretative letter issued on March 14, 2016 by the Securities and Exchange Commission (SEC), a stockholder's Rule 144 holding

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 9 Nov 2015

SEC adopts “crowdfunding” rules for start-up businesses: an easy way to bet on the next Google?

On October 30, 2015, the US Securities and Exchange Commission (“SEC”) adopted final rules under the Jumpstart Our Business Startups Act (the “JOBS

Article

Fried Frank Harris Shriver & Jacobson LLP | USA, United Kingdom | 7 Jan 2014

The emerging company playbook: SEC proposes rule amendments to Regulation A

On December 18, 2013, the Securities and Exchange Commission proposed rule amendments to Regulation A as required by Title IV of the Jumpstart Our

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 5 Dec 2013

Staff of SEC’s Division of Corporation Finance issues interpretations of “bad actor” rule

On December 4, 2013, the Division of Corporation Finance of the Securities and Exchange Commission ("SEC") issued Compliance and Disclosure

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 30 Oct 2013

US$500 and a click: SEC proposes “crowdfunding” rules for start-up businesses

On October 23, 2013, the U.S. Securities and Exchange Commission (SEC) proposed rules under the Jumpstart Our Business Startups (JOBS) Act to permit

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 10 Jul 2013

SEC approves JOBS Act mandated rule to lift general solicitation ban, adopts rule to disqualify bad actors from certain offerings and proposes rule amendments to enable the SEC to monitor the private offering market

On Wednesday, July 10, 2013, the Securities and Exchange Commission ("SEC") held an open meeting during which it approved the following three items

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